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Indiana New Surgeon's Survival Manual

    THE INDIANA NEW SURGEON'S SURVIVAL MANUAL is a document intended to give the new surgeon coming to Indiana  the information he/she needs to start in practice.  It is patterned after the Ohio Chapter A.C.S. manual which is in printed form.  It is completely different in that this information pertains to Indiana

    This MANUAL was prepared by RoseMarie Jones, MD FACS and her staff, and is correct to the best of our knowlege.  As a new document, there are bound to be errors and omissions.  Should you encounter these, please notify the webmaster so that they can be corrected.

    This document is presented as a service by the Indiana Chapter of the American College of Surgeons and carries no warranty.

    UPDATED July 12, 2000
     


     
    STARTING PRACTICE IN INDIANA

    Important Documents
    This is a list of important numbers you will need to begin practice in Indiana.  You may find that some of these are already assigned to you by your practice situation, such as a group or partnership.  Solo practitioners will need to make sure that they have obtained each of these numbers personally.
     
    Indiana State Medical License

    To obtain an application for licensure to practice medicine in Indiana, please call the Medical Licensing Board of Indiana's automated attendant at (317) 232-2960, or write to the Board at:

      Medical Licensing Board of Indiana
      402 West Washington Street, Room 041
      Indianapolis, IN  46204.
    The United States Medical Licensing Examination (USMLE) is given two times per year.
     

    Cost of examination:
     

      $40.00 payable to the Health Professions Bureau
      $420.00 payable to USMLE

    Requirements to be eligible for examination:
     

      Completed application with fee.
      Notarized affidavit if you answer "yes" to any questions on page 3 of your application.
      USMLE completed application for the Federation.
      Two passport type photographs.
      Official transcript of medical education.
      Proof of postgraduate training.
      Foreign medical graduates must submit a notarized copy of the EFCMG, VQU, or FMGEMS certificate.

      Please refer to the application packet for detailed information.

    Endorsement Information for Physicians:
     

      The Medical Licensing Board of Indiana may issue a license upon payment of a fee to an applicant who furnishes proof satisfactory to the Board that the applicant is a physician who:
       
      • is licensed in another state that has licensing requirements substantially equal to those in effect in Indiana on the date of application;
      • has passed an examination for licensure in another state or Canada or given by a recognized certifying agency approved by the Board;
      • meets all other requirements of the statutes and rules of the Board.

    Renewal Dates/Information (Change of Name, Address, Etc.)
     
    Renewal

      Medical licenses expire on June 30 of odd-numbered years.  The next renewal date is June 30, 2001.

      Renewals are mailed sixty (60) days prior to the expiration date of the license.  If you do not receive your renewal application at that time, please call (317) 233-4397 to receive a duplicate application.  You may also leave information using an automated attendant by calling (317) 232-2960.  Be sure to give your name, address, license number, profession and telephone number.

    Address Change
      You are required to notify the Health Professions Bureau of any address changes.  Your written notification must include your name, license number, profession, social security number, date of birth, and both your old and new addresses.  Please send the information to the Health Professions Bureau at 402 West Washington Street, Room 041, Indianapolis, IN  46204.

      Please note that if you are changing the address of your practice location, a new controlled substance permit must be issued for that location.

    Name Change
      You may have the name changed on your licensure records by submitting a copy of an official name change document such as a marriage certificate or a divorce decree.  A copy of a social security card will NOT be accepted.  Please send the information to the Health Professions Bureau at 402 West Washington Street, Room 041, Indianapolis, IN  46204.

      Your letter should include your name as it is listed now, your new name, your license number, profession, social security number, and date of birth.  If you want a new pocket card, please indicate in the letter that a new card is needed due to the name change.

    Fee Schedule for Health Professions Bureau
     

      Cost of examination:
        $40.00 application fee payable to the Health Professions Bureau
        $420.00 payable to USMLE

      Cost of endorsement:

        $40.00 application fee payable to the Health Professions Bureau
      Renewal of License:
        $30.00 every two years, due by June 30 of odd-numbered years
      Temporary Medical Permit:
        $10.00
      Renewal of license that has been expired for up to three years:
        $10.00 late fee plus all past due and current renewal fees.
      Verification of licensure status to another state:
        $10.00 for each state to which information is to be sent.

    Medicaid ID Number (Welfare)

    In Indiana, you must contact the Office of Medicaid Policy and Planning.  You may call them toll-free at 1-800-577-1278 or in Indianapolis at (317) 655-3240.  Request a provider enrollment application and one will be sent to you in two to four weeks.  You will need to provide them with your Social Security number along with your tax identification number.

    Once the application is received, an ETN number will be provided.  Once the application is approved, this will be converted to your provider identification number and you will be notified accordingly.
     
     
    Medicare

    To receive a provider enrollment application for Medicare, you may call (317) 845-2992.  The application will be sent based on the information given to the attendant.  This is a lengthy process, so patience is necessary.  You will need to request Form OMB 0938-0219.

     
    Employer Identification Number

    An Employer Identification Number (EIN) is used to identify a business entity such as a corporation, partnership, or retirement plan.  Generally, businesses need an EIN.  An exception is a sole proprietor with no employees.  However, sole proprietors who must pay federal excise or employment taxes will need an EIN, too.  NOTE:  You may not transfer your EIN if you sell or otherwise transfer your business.  The new operator may not use your EIN.

    There are three methods to apply for an EIN:
     

    • TELE-TIN - (telephone requests for taxpayer identification number) - Receive your EIN by phone by calling (606) 292-5467 between 9:30 a.m. and 5:15 p.m. EST, Monday through Friday.  There is a toll charge for this call outside the local area (in Cincinnati).  This number is for EIN requests only.
    • FAX-TIN - (facsimile requests for taxpayer identification numbers) - Receive your EIN by fax transmission to (606) 292-5760 between 9:30 a.m. and 5:15 p.m. EST, Monday through Friday.
    • Mail IN - (mail in requests for taxpayer identification number) - receive your EIN by mail in approximately three weeks by calling 1-800-829-FORM, or by writing the Internal Revenue Service, Cincinnati, OH  45999; request an SS-4 application form.

    Drug Enforcement Agency

    You almost certainly already have a DEA number, but may need to change the address when starting your practice.  Direct any questions to:
     

      U.S. Drug Enforcement Agency
      Chicago Division Office
      Dirksen Federal Building, Suite 500
      Chicago, IL  60604
    You may also call the DEA toll-free at (800) 882-9539.

    An Indiana Controlled Substances Registration Certificate must be obtained from the Health Professions Bureau:

      Health Professions Bureau
      Indiana Board of Pharmacy
      Controlled Substances Advisory Committee
      402 West Washington St., Room 041
      Indianapolis, IN 46204
      (317) 232-2960

     

    Clinical Laboratory Improvement Amendments (CLIA)

    You must obtain a CLIA certificate whether you do laboratory testing or not (simply testing patients in the office for fecal occult blood requires a certificate of waiver).  Your certificate must be posted.  To obtain a form, contact:
     

      Department of Health and Human Services
      CLIA Program
      P.O. Box 26689
      Baltimore, MD  21207-0489
      (410) 966-6802
       

    Other Pertinent Information

    Worker's Compensation Board of Indiana

    Contact information:
     

      Worker's Compensation Board of Indiana
      402 West Washington Street, Room W-196
      Indianapolis, IN  46204
      (800) 824-COMP
    Administrative Division    (317) 232-3809
    Policy & Procedure          (317) 233-3384
    Ombudsman Division       (317) 232-5922
    Insurance Division            (317) 232-3820
     

    Indiana Department of Insurance

    The Health Issues Division of the Indiana Department of Insurance is responsible for:
     

    • Monitoring all state and federal legislation which affects health insurance;
    • Educating insurers (agents and companies), staff, health care providers and other parties on the impact of health insurance legislation;
    • Representing the Commissioner at Indiana Comprehensive Health Insurance Association Board meetings;
    • Coordinating the activities of the Indiana Small Employer Health Reinsurance Board; and
    • Assisting the Chief Deputy Commissioner with agency legislative activities.
    The Health Deputy for Indiana is Joy Long; you may contact her at (317) 232-5695.

    The Department of Insurance also deals with Medical Malpractice Laws. (INCAP - Indiana Compensation Act for Patients)
     

    Indiana State Agency Contact Numbers
     

    General Information 
    Attorney General 
    Environmental Management 
    Family & Social Services 
    Governor 
    Health Department
    Insurance Department 
    Labor Department 
    Lieutenant Governor 
    Revenue Department 
    Secretary of State 
    Tax Commissioners 
    Workforce Development 
    House of Representatives 
     
    Senate 
     
    (317) 232-1000 
    (317) 232-6201 
    (317) 232-8611 
    (317) 233-4454 
    (317) 232-4567 
    (317) 232-1325 
    (317) 232-2385 
    (317) 232-2655 
    (317) 232-4545 
    (317) 232-2105 
    (317) 232-6531 
    (317) 232-3761 
    (317) 232-6702 
    (317) 232-9600 
    (800) 382-9842 
    (317) 232-9400 
    (800) 382-9467 
     
     

    Occupational Safety and Health Act (OHSA)

    This refers to the Occupational Safety and Health Act implemented to safeguard your employees' safety and health.  All medical offices, no matter how small, must be in compliance.

    To be in full compliance with OSHA, you must have your own individualized Exposure Control Plan to blood borne pathogens (sample control plan available at ), and your own safety rules.  You must keep a record of your employees' training as well as logs of your cleaning and of your periodic check of your exit signs, eye wash station, fire extinguishers, etc.  You must also have available all the MSDS's (Material Safety Data Sheets) for all the chemicals you have in the office, from "white-out" to rubbing alcohol.

    This seems like a tedious undertaking and it is.  There are some services that have ready-made manuals to help you.  The AMA has one and some commercial firms have them as well.

    You can obtain considerable help with this through the risk management office of your malpractice insurance company.  The Worker's Compensation Board of Indiana can also send someone for a walk-through OSHA inspection.  In order for these inspections to be worthwhile, you must first have tried to achieve a minimum level of compliance.
     
     
    Environmental Protection Agency (EPA)

    For information on EPA regulations, which you may need to address issues of hazardous waste disposal in your area:

      Environmental Protection Agency
      Region 5
      77 W. Jackson Blvd.
      Chicago, IL  60604
      (312) 353-2000
      (800) 621-8431
       
    Indiana requires special handling of all medical biohazard waste (examination gloves, soiled dressings, needle containers, etc.)  This must be kept separate from regular trash in biohazard bags held in OSHA acceptable trash containers. See:
     

    National Practitioner Data Bank

    You may wish to obtain annually a copy of your National Practitioner Data Bank record.  Physicians can obtain one per year free of charge:

      National Practitioner Data Bank
      P.O. Box 6048
      Camarillo, CA  93011
      (800) 767-6732

       
    Office Postings
     

    The following posters must be in a clear place in your office for all employees to see:
     

    1. Federal law requirements:
      1. Equal Employment Opportunity
        Polygraph Protection Act
        Minimum Wage
        Job Safety and Health Protection
        Family Medical Leave

        You may obtain these in one laminated poster from Remarkable Products, (201) 784-0900, or from HR Direct (St. Petersburg, FL) (800) 346-1231.
         

    2. OSHA Hazardous Materials Guide
    3. Workers' Compensation Risk number
    4. Clinical Laboratory Improvement Amendments (CLIA) certificate
    5. Emergency exit plan for your office(s).  One must be posted in a clearly visible location in each room.
     
     

     
     
    STARTING A BUSINESS IN THE STATE OF INDIANA
     
    Choosing a Business Form

    The following informal business associations require no filing with the Indiana Secretary of State:
     

    • Sole Proprietorship - One person who conducts business for profit.  The sole owner assumes complete responsibility for all liabilities and debts of the business.  TAX:  The income of the business is reported as part of the owner's personal income.
     
    • General Partnership - Two or more individuals as co-owners of a for-profit business.  Partnerships should operate under a written Partnership Agreement to avoid future problems.  All partners are responsible for the liabilities and debts of the partnership.  TAX:  Partnerships enjoy single taxation.  Income is reported as part of each partner's personal income.

    The following formal business associations require the filing of organizational documents with the Corporations Division of the Secretary of State:
     

    • Limited Liability Partnership - A General Partnership which elects to operate as an LLP.  To operate as an LLP, a registration must be filed with the Secretary of State.  Unlike a General Partnership, the partners in an LLP enjoy protection from many of the partnershipís debts and liabilities.  TAX:  The income of an LLP is taxed in the same manner as a General Partnership.
     
    • Limited Partnership - A partnership with at least one General Partner and one Limited Partner.  A limited partner's liability is limited to the amount invested, while the General Partner(s) assumes all the liabilities and debts of the partnership.  TAX:  The income is taxed in the same manner as a General Partnership.
     
    • Corporation - A legal entity which is created by filing Articles of Incorporation.  The Corporation, itself, assumes all liabilities and debts of the Corporation.  A corporation is owned by shareholders.  A shareholder enjoys protection from the corporation's debts and liabilities.  TAX:  Income is taxed twice:  1) at the corporate level; and 2) at the employee level when a wage is paid or at the shareholder level when distributed as a dividend.
     
    • S-Corporation - After filing of Incorporation, a Corporation may seek to obtain S Corporation status, for federal income tax purposes.  The income of an S Corporation is taxed only once: at the employee or shareholder level.  To qualify, the corporation may not have more than 75 shareholders and must meet other certain Internal Revenue Service criteria.  The corporation must submit IRS Form #2553 to the IRS.  An S-Corporation is considered a corporation in all other respects and is subject to no additional or special filing requirements with the Secretary of State.
     
    • Limited Liability Company - An LLC is a formal association that combines the advantage of a corporation's limited liability and the flexibility and single taxation of a general partnership.  An LLC has members, rather than shareholders.  A member enjoys protections from the liabilities and debts of the LLC.  Although not required by law, an LLC should operate under an Operating Agreement that is like a Partnership Agreement.  TAX:  If the LLC qualifies under IRS guidelines, it may be taxed only once, like a partnership, at the employee or member level, while not having the same restrictions as an S-Corporation.
     
    Officially Forming Your Business

    To form one of the Formal Associations, organizational documents must be filed with the Corporations Division of the Secretary of State.  You may obtain the appropriate forms by writing or visiting the Secretary of State's office at 302 W. Washington Street, Room E-018, Indianapolis, IN  46204.  Office hours are from 8:00 a.m. to 5:30 p.m. Monday through Friday.